Compliance Documents

The Securities industry is highly regulated for client safety. We must provide each new client the following forms at the beginning of our working relationship.

  • ADV 2A

    This firm brochure provides information about the qualifications and business practices of Guardian Pointe Private Wealth Management, LLC.

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  • ADV 2B

    This advisor brochure provides information about Nathan D. Meyer, and supplements the Guardian Pointe Private Wealth Management, LLC Part 2A brochure.

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  • CRS

    This Client Relationship Summary (CRS) gives the retail investor a summary of the types of services and fees we offer.

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  • Privacy Policy

    Guardian Pointe Private Wealth Management, LLC considers the protection of personal information to be a foundation of customer trust and a sound business practice.

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  • New Jersey Investor Protection

    The New Jersey Bureau of Securities, an arm of the Office of the New Jersey Attorney General, is charged with protecting investors from investment fraud, and regulating the securities industry in New Jersey.

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